Compliance Executive / Manager

Requirements

• The candidate will be part of the SG ECDD Team to provide appropriate support to Front Office and Middle Office with regards to ongoing review of existing accounts and event triggered review.
• The candidate will engage the Front Office to obtain the KYC and transactional information and supporting/corroborative documents and perform desktop review.
• The candidate is to work with the Front Office to ensure a quality and complete review is performed in a timely manner.
• The candidate is also expected to attend to queries and provide advice to the Front Office with regards to the bank AML/CFT Policy and CDD Procedures.
• If the candidate identifies any red flags as part of the review process, he/she is required to trigger a STR filing and to review, deliberate and analyse the said case.
• On an adhoc basis, the candidate may be involved in other FCC related work as assigned.