About the role
Distribution Compliance Manager role based on the published job description. Review the original posting for the most detailed responsibilities and qualifications.
BankingOnsite
Key Responsibilities
- Deliver compliance reporting and misconduct analysis for distribution channels
- Oversee data-supported assessment of suspected agency misconduct
- Prepare and review compliance reports, dashboards, and management information
- Support regulatory competency reviews for the agency force
Requirements
- Knowledge of regulatory and industry compliance standards
- Analytical skills for misconduct investigation support
- Ability to manage timelines for compliance deliverables
- Experience with data analysis in a regulated environment