About the role
Conduct market conduct investigations to ensure compliance with regulatory standards. Analyze trading data, interview stakeholders, and prepare detailed investigation reports.
BankingOnsite
Key Responsibilities
- Conduct thorough investigations into potential market conduct breaches
- Analyze trading data and market activity to identify irregularities
- Interview traders, brokers, and other market participants
- Prepare comprehensive investigation reports with findings and recommendations
- Collaborate with regulatory bodies and internal compliance teams
- Monitor market trends and emerging risks
Requirements
- Bachelor's degree in Law, Finance, Accounting, Business or related field
- Minimum 3 years of experience in financial services compliance or investigations
- Strong understanding of financial markets and trading practices
- Excellent analytical and investigative skills
- Proficiency in data analysis tools and techniques
- Strong written and verbal communication skills
- Ability to work independently and manage multiple investigations
- Knowledge of relevant regulatory frameworks and compliance requirements