Prudential

Sales & Conduct Surveillance Officer (2 Year Contract)

Prudential
BankingSingaporeOnsitePosted 4 weeks ago

About the role

This is a 2-year contract role focused on sales and conduct surveillance within the semiconductor industry. The position involves monitoring and ensuring compliance with sales practices and conduct standards.

BankingOnsite

Key Responsibilities

  • Conduct surveillance on sales activities and conduct
  • Monitor compliance with sales practices and standards
  • Identify and report any breaches or irregularities in sales conduct
  • Maintain accurate records of surveillance activities
  • Collaborate with relevant teams to address compliance issues

Requirements

  • Experience in sales surveillance or compliance monitoring
  • Understanding of sales conduct standards and regulations
  • Strong analytical and reporting skills
  • Ability to work independently and maintain confidentiality
  • Excellent communication skills for cross-functional collaboration
  • Attention to detail in documentation and reporting