About the role
Perform trade and communications surveillance for Global Financial Markets, manage control room responsibilities, and drive automation using AI tools.
BankingOnsite
Key Responsibilities
- Perform trade surveillance monitoring for Global Financial Markets (GFM) using automated trade surveillance system and internal reports to identify potential market abuse or misconduct.
- Perform communications review for GFM by reviewing alerts in automated communication surveillance system (ECRUISE), conduct voice monitoring and sampling review.
- Ensure timely and effective review of alerts generated by surveillance systems and internal reports.
- Review and manage surveillance exceptions and prepare reports to management.
- Investigate, document and close surveillance alerts thoroughly and within required timelines, escalating significant issues (e.g. UAE/STR) where necessary.
- Ensure surveillance monitoring procedures and parameters are appropriately maintained and updated.
Requirements
- Bachelor's degree in Accountancy, Finance, or a related discipline.
- 6-8 years of relevant experience in trade surveillance, communications surveillance, compliance monitoring, control room operations, or related risk or surveillance function within a financial institution.
- Strong understanding of market conduct, market abuse risks, and the role of surveillance and controls within financial markets.
- Strong interest in automated surveillance systems, alert reviews, or communications monitoring.
- Strong analytical skills, attention to detail, and ability to manage multiple priorities under time-sensitive conditions.
- Ability to work collaboratively with team members across compliance, business, and technology functions.