DBS Bank

AVP/VP Group Legal & Compliance-Global Financial Markets

DBS Bank
BankingSingapore - CentralOnsitePosted 4 days ago

About the role

Provide primary legal and compliance support to the fund structuring/management business in Global Financial Markets (GFM). Responsibilities include advising on regulatory obligations, reviewing legal documents, preparing standard form documentation, managing external lawyers, and providing general legal/compliance advice. Requires 5-10 years post-qualification experience, qualified lawyer (UK or Singapore), expertise in fund establishment, derivatives, and regulatory knowledge.

BankingOnsite

Key Responsibilities

  • Provide primary legal and compliance support to the fund structuring / management business in GFM
  • Assist and advise GFM on set up and ongoing regulatory obligations of asset management entities including VCCs, unit trusts, and other fund structures
  • Review and approve legal documents (including bank product and customer documentation)
  • Identify, advise on, and manage legal and compliance risks associated with fund structuring/management business
  • Prepare and update standard form documentation and structured product documentation (e.g., private product memorandum, termsheet, subscription agreement)
  • Ensure legal and regulatory requirements are reflected in documentation and internal procedures

Requirements

  • At least 5-10 years of post-qualification relevant experience with a fund management company, financial institution, or in private practice
  • Qualified lawyer of UK or Singapore
  • Expertise and experience with establishment of funds (in particular VCCs) and issuance of fund products
  • Expertise and experience with derivatives and/or structured products preferred
  • Strong awareness of regulations/laws in Singapore, regionally and globally (MAS Notices, Banking Act, Companies Act, SFA, FAA, VCC Act, Code of CIS)
  • Comprehensive product knowledge of financial services and investment banking activities