About the role
Overseas compliance governance role within a major Asian bank, responsible for regulatory oversight of foreign banking entities, risk framework implementation, and compliance program management.
BankingOnsite
Key Responsibilities
- Act as primary liaison the OBE Compliance function
- Provide/ facilitate resolution of the OBE Compliance related matters within Group Compliance and relevant stakeholders, as applicable
- Provide guidance on GC regulatory compliance risk framework and programs, matters relating to Overseas Banking Entities (OBE) Compliance governance and oversight
- Work with the OBE Compliance to understand compliance related matters as well as monitor and validate the appropriate resolutions, where applicable
- Responsible for timely assessment and escalation of significant compliance related matters (such as regulatory compliance risk and developments) to the Team Lead
- Identify systemic issues, gaps and recommend mitigation controls for application and adoption to the Team Lead
Requirements
- Experience in compliance management, preferably with international entities.
- Deep understanding of Group Compliance policies and procedures.
- Ability to monitor and validate compliance resolutions for overseas operations.
- Strong analytical skills to assess regulatory risk developments.