About the role
The Manager, Regulatory Compliance & Reporting Services leads compliance audit projects for banks and other financial institutions, overseeing fieldwork, documentation review, and recommending process improvements. The role requires strong regulatory knowledge, analytical abilities, and leadership skills to drive audit quality and client relationships.
ConsultingOnsite
Key Responsibilities
- Work together with audit partners to plan, lead and execute compliance audits for banks, capital market services licensees, payment service providers and other financial institutions
- Lead compliance audit fieldwork and review documentation to provide quality control over compliance audits
- Make recommendations to improve policies, procedures and processes as part of regulatory reviews
- Lead and participate in projects and initiatives involving regulatory process reviews, system enhancements and new systems implementation
Requirements
- Degree in Accountancy, Finance or related discipline
- Minimum 5 years of compliance audit or compliance experience, especially in banks or capital market services licensees
- In‑depth knowledge of MAS Regulations such as Banking Act, Financial Advisers Act, Securities and Futures Act, Payment Services Act
- Excellent communication and interpersonal skills to lead a team in compliance audits and reviews
- Strong analytical skills with a good eye for detail
- Ability to multi‑task under pressure and tight deadlines
- Highly motivated with excellent problem‑solving skills and ability to prioritize shifting workloads
- Effective communicator and confident team player who collaborates across various teams
- ICA Diploma in Compliance / AML (preferred)
- ACAMS certification (preferred)